1.4.2 Event types

_{Data Code}

_{Event Category}

_{Data Field Name}

_Description

_Format

_ICFE01

_{Milestone Event}

_{Incorporation date}

_{Official incorporation date}

_YYYY-MM-DD

_ICFE02

_{Milestone Event}

_{Initial investment date}

_{Date of financial close, acquisition or privatisation}

_YYYY-MM-DD

_ICFE03

_{Milestone Event}

_{Greenfield construction start}

_{Breaking ground in greenfield projects}

_YYYY-MM-DD

_ICFE04

_{Milestone Event}

_{Greenfield construction completion}

_{Completed greenfield construction}

_YYYY-MM-DD

_ICFE05

_{Milestone Event}

_{Partial operations start}

_{Start of the first phase of operations}

_YYYY-MM-DD

_ICFE06

_{Milestone Event}

_{Full operations begin}

_{Project is fully operational}

_YYYY-MM-DD

_ICFE07

_{Milestone Event}

_{Brownfield construction start}

_{New construction phase in brownfield investment}

_YYYY-MM-DD

_ICFE08

_{Milestone Event}

_{Brownfield construction completion}

_{Completion of new construction phase in brownfield investment}

_YYYY-MM-DD

_ICFE09

_{Milestone Event}

_{Investment end date}

_{Divestement or end of the contract (concession)}

_YYYY-MM-DD

_ICFE10

_{Regulatory Event}

_{Regulatory review}

_{Next regulatory review or determination}

_YYYY-MM-DD

_ICFE11

_{Regulatory Event}

_{Renegotiation}

_{Renegotiation of the original contract}

_YYYY-MM-DD

_ICFE12

_{Regulatory Event}

_Termination

_{Termination of the original contract}

_YYYY-MM-DD

_ICFE13

_{Regulatory Event}

_Arbitration

_{Dispute resolution through arbitration}

_YYYY-MM-DD

_ICFE14

_{Regulatory Event}

_Renewal

_{Renewal of the original contract}

_YYYY-MM-DD

_ICFE20

_{Credit Event}

_Lockup

_{Shareholders are not allowed to disitrbute dividends}

_YYYY-MM-DD

_ICFE21

_{Credit Event}

_{Soft Default}

_{The firm can still pay its debt but creditors can exercise step-in rights}

_YYYY-MM-DD

_ICFE22

_{Credit Event}

_{Hard Default}

_{The firm cannot pay its debt and creditors can claim the control of the firm}

_YYYY-MM-DD

_ICFE23

_{Credit Event}

_{Administration}

_{The firm is bankrupt}

_YYYY-MM-DD

_ICFE24

_{Credit Event}

_Liquidation

_{The firm is liquidated/sold}

_YYYY-MM-DD

_ICFE25

_{Credit Event}

_{Emergence From Default}

_{End of default period}

_YYYY-MM-DD

_ICFE26

_{Credit Event}

_{Emergence From Lockup}

_{End of lockup period}

_YYYY-MM-DD

_ICFE31

_{Technical Event}

_{Construction Delays}

_{Delays in constrution completion}

_YYYY-MM-DD

_ICFE32

_{Technical Event}

_{System Failure}

_{Technical failure causing material technical disruption}

_YYYY-MM-DD

_ICFE33

_{Technical Event}

_Accident

_{Large accident (e.g., fire) causing material technical disruption}

_YYYY-MM-DD

_ICFE27

_{Credit Event}

_Refinancing

_{New debt facility replaces previous one}

_YYYY-MM-DD

_ICFE28

_{Credit Event}

_Prepayment

_{Early repayment of all senior debt}

_YYYY-MM-DD

_ICFE34

_{Technical Event}

_{Construction Faults Discovered}

_{Faults that significantly impact on the cash flows to the project are discovered}

_YYYY-MM-DD

_ICFE35

_{Technical Event}

_{Construction Warranty Called}

_{In order to mitigate faults discovered the project calls the warranty protection provided by the EPC}

_YYYY-MM-DD

_ICFE36

_{Technical Event}

_{Delayed Acceptance of Facilities}

_{The independent verifier refuses to agree that the facilities are completed}

_YYYY-MM-DD

_ICFE37

_{Technical Event}

_{Environmental Approvals Delayed}

_{The project is delayed due to a failure to obtain environmental approvals or the approvals are withdrawn}

_YYYY-MM-DD

_ICFE38

_{Technical Event}

_{Facilities Suffer a Catastrophic Failure}

_{The facilities were shut down due to a major breakdown in the facilities either as a result of fire, etc., or construction problems}

_YYYY-MM-DD

_ICFE39

_{Technical Event}

_{Force Majeure}

_{Force majeure is called in the contract}

_YYYY-MM-DD

_ICFE40

_{Technical Event}

_{Insurance Claim for Construction Faults}

_{To cover construction faults insurance policies are called}

_YYYY-MM-DD

_ICFE41

_{Technical Event}

_{Liquidated Damages}

_{Construction delays have resulted in liquidated damages being enforced}

_YYYY-MM-DD

_ICFE45

_{Legal Event}

_{Litigation Against Construction Company}

_{As a result of the construction company failures, the SPV has commenced legal action}

_YYYY-MM-DD

_ICFE46

_{Legal Event}

_{Litigation Against Government}

_{As a result of the government changes or non-compliance, the SPV has commenced legal action}

_YYYY-MM-DD

_ICFE47

_{Legal Event}

_{Litigation Against Off-Taker}

_{As a result of the off-taker's non-compliance, the SPV has commenced legal action}

_YYYY-MM-DD

_ICFE48

_{Legal Event}

_{Litigation Against Suppliers}

_{As a result of the supplier's non-compliance, the SPV has commenced legal action}

_YYYY-MM-DD

_ICFE15

_{Regulatory Event}

_{New Off-take Contract Signed}

_{The SPV has signed a new off take agreement}

_YYYY-MM-DD

_ICFE16

_{Regulatory Event}

_{Option Exercised to Terminate the Project Early}

_{Government has decided to terminate the project early}

_YYYY-MM-DD

_ICFE17

_{Regulatory Event}

_{Penalties Incurred}

_{The SPV is deducted penalties as a result of failure to meet agreed standards}

_YYYY-MM-DD

_ICFE18

_{Regulatory Event}

_{Off-take Contract Expires}

_{The off-take contract has expired}

_YYYY-MM-DD

_ICFE19

_{Regulatory Event}

_{Regulatory Intervention}

_{The economic regulator has intervened into the market}

_YYYY-MM-DD

_ICFE29

_{Credit Event}

_{Supplier Terminates Contract}

_{A key supplier to the project either terminates the contract or enters administration impacting on the viability of the project}

_YYYY-MM-DD

_ICFE30

_{Credit Event}

_{Swap Counter Party Default}

_{The swap counterparty defaults impacting the debt service of the project}

_YYYY-MM-DD

_ICFE42

_{Technical Event}

_{Cost Over Runs}

_{The cost to construct the project is significantly over the expected cost at financial close}

_YYYY-MM-DD

_ICFE43

_{Technical Event}

_{Asset Mothballed}

_{The owners have decided to stop operating the asset but will keep the assets in case the market improves}

_YYYY-MM-DD

_ICFE44

_{Technical Event}

_Impairment

_{The date a material impairment of the instructure company is recognised.}

_YYYY-MM-DD

_ICFE50

_Acquisition

_{Debt Stake Sale}

_{Part or all of the firm's debt is divested}

_YYYY-MM-DD

_ICFE49

_Acquisition

_{Equity Stake Sale}

_{Part or all of the firm's equity is divested}

_YYYY-MM-DD